Recent UPL Violations

Complaints of the unauthorized practice of law (UPL) are reviewed by the State Bar’s Office of Chief Trial Counsel (OCTC).

Complaints from outside parties and matters that the State Bar initiates itself that allege UPL by a nonattorney are then investigated by the State Bar’s dedicated UPL team.

Where the investigation uncovers an isolated instance of UPL, OCTC sends a “Cease and Desist” (CND) letter. Recent CND letters appear in this section. The CND letter serves as a warning and puts the respondent on notice that certain services/actions may violate the law and constitute the unauthorized practice of law.

Complaints raising repeated or multiple violations do not receive a CND letter but may result in the State Bar taking action in Superior Court to obtain an order to shut down the unlawful law practice.

Complaints about the unauthorized practice of law? Let the State Bar know here.

Lori Ann Wiley, dba L.A.W. Legal Services of Bakersfield: UPL Cease and Desist Notice sent on February 7, 2023
Kern County
Robert Pilcher, dba Wolfe Robertson Law Firm of Los Angeles: UPL Cease and Desist Notice sent on November 10, 2022
Los Angeles County
Tony M. Diab of Newport Beach: UPL Cease and Desist Notice sent on August 30, 2022
Orange County
Anthony Oliver of Georgia: UPL Cease and Desist Notice sent on June 6, 2022
Out-of-state
Jeff Whitman, dba The Debt Masters of Torrance: UPL Cease and Desist Notice sent on March 10, 2022
Los Angeles County
National Preservation Center, aka All Seasons Management of Tustin: UPL Cease and Desist Notice sent on January 11, 2022
Orange County
Demas W. Yan, dba Legal Associates, Inc., Legal Affiliates, Inc. and Yan Law Office of San Francisco: UPL Cease and Desist Notice sent 07/01/2025
San Francisco County
Nancy Hopkins, aka Grant Agent, dba Fry Law Firm of Los Angeles: UPL Cease and Desist Notice sent on October 26, 2021
Los Angeles County
Jennifer Valles, dba Valles Legal Services of Anaheim: UPL Cease and Desist Notice sent 04/29/2025
Orange County
Juan Duron, aka Juan Valdez, dba Liaisons, Inc. of Livingston: UPL Cease and Desist Notice sent on August 11, 2021
Merced County
Amanda Caldwell, dba Caldwell & Associates, LLC of Los Angeles: UPL Cease and Desist Notice sent 03/18/2025
Los Angeles County
Carlos Enrrique Garcia, aka Carlos Enrrique & Associates, dba Elite Travel of San Clemente: UPL Cease and Desist Notice sent on May 27, 2021
Orange County
Robert Ohm Lindow of San Jose: UPL Cease and Desist Notice sent 12/17/2024
Santa Clara County
Rick Martin aka Richard "Rick" Martin dba Constitutional Law Group of Washington, Texas and Pennsylvania: UPL Cease and Desist Notice sent on February 12, 2021
Out-of-state
Tony M. Diab, dba LGS Holdco LLC; Maverick Management LLC; Oakstone Law Group PC; Phoenix Law Group Inc. of Tustin and Newport Beach: UPL Cease and Desist Notice sent 9/19/2024
Orange County
The JDM Corporation of Murrieta: UPL Cease and Desist Notice sent on October 15, 2020
Riverside County
Jasper Zane, dba Brand Filers of Los Angeles: UPL Cease and Desist Notice sent 7/3/2024
Los Angeles County
Charles Roberto Lewis of Fresno: UPL Cease and Desist Notice sent on August 25, 2020
Fresno County
Michael Vernon Shippee of Palm Desert and Fontana: UPL Cease and Desist Notice sent 4/24/2024
Riverside County
Simon Buniak dba B&M Business Success of Roseville: UPL Cease and Desist Notice sent on July 16, 2020
Placer County